Wealth Compliance Analyst: AML/KYC & Regulatory Insights

Job Description

IDEX Consulting is seeking a Compliance Analyst to join their growing IFA business in Glasgow. The ideal candidate will have experience in wealth management and should possess or be close to obtaining a Level 4 diploma in financial services.

The role includes monitoring compliance with regulatory requirements, supporting client file reviews, identifying compliance issues, and preparing reports for senior management. A keen interest in compliance functions is necessary.