Compliance Manager

October 3, 2024
£40000 - £40000
Urgent

Job Description

AMG Search has an opportunity for a Compliance Manager to join a high profile and respected firm of Chartered Financial Planners.

  • The Compliance Manager will be responsible for the Compliance needs of the organisation and will have a strong understanding of FCA rules & regulations.
  • Draft, modify & implement company policies & processes to ensure ongoing FCA compliance.
  • Keep abreast of all regulatory developments & evolving best practices in compliance control.
  • The Compliance Manager signs off on all aspects of Advice to determine suitability.
  • Prepare reports for senior management and external regulatory bodies as appropriate
  • To administer, record and handle all complaints

To be considered for this outstanding Compliance Manager opportunity you will have experience as a Compliance Manager within a financial services firm

  • Working knowledge and experience of the FCA handbook and the regulatory framework
  • Experience of Consumer Credit Regulations
  • Minimum CII / PFS qualification, Level 4 Diploma
  • Excellent knowledge of reporting procedures and record keeping
  • You are a Compliance Manager with an analytical mind and able to see the complexities of procedures and regulations

Join our client as a Compliance Manager and you will be part of a highly successful and respected financial planning firm.

  • Established in 1988, our client was one of the first 100 Chartered firms in the UK
  • It is now one of Scotland and the UK s leading financial services businesses and
  • Currently advise on over £420million of clients assets.
  • Beautiful offices in Edinburgh city centre

This is an outstanding opportunity with an outstanding firm.

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