Compliance Analyst (Onboarding)
Job Description
This role offers the opportunity to join a busy compliance function supporting client onboarding and due diligence processes within a professional services environment. Working closely with fee earners, compliance colleagues and stakeholders, you’ll play an important role in ensuring regulatory requirements are met from the outset of every client relationship.
Location Duties for this role include, but are not limited to:
- Supporting the client onboarding and take on process.
- Collating and reviewing customer due diligence documentation.
- Conducting searches using databases, open source information and internal systems.
- Analysing information and identifying outstanding due diligence requirements.
- Liaising with internal stakeholders regarding onboarding and compliance requirements.
- Assisting with the preparation of due diligence profiles and compliance documentation.
- Supporting AML, CFT and regulatory compliance processes.
- Maintaining accurate records and audit trails.
- Assisting with onboarding queries and compliance related requests.
- Supporting wider compliance projects and initiatives where required.
Skills / Qualifications
The ideal candidate will have previous experience within compliance, anti money laundering, customer due diligence or client onboarding, although full training will be provided for the right individual. A good understanding of AML/CFT legislation and regulatory requirements would be advantageous, together with strong analytical and organisational skills. Excellent communication skills, attention to detail and proficiency in Microsoft Word and Excel are essential. Candidates holding, or studying towards, a relevant compliance qualification would be viewed favourably. The successful individual will be proactive, adaptable and committed to developing a career within compliance.
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